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Effective Period

Similar To

FIT 1.3 Assessing fitness and propriety

SUP 15.3 General notification requirements

FIT 1.2 Introduction

SUP 10A.17 Further questions

DEPP 6.2 Deciding whether to take action

SUP 10A.1 Application

COND 2.5 Suitability

DEPP 2.5 Provision for certain categories of decision

SYSC 5.1 Skills, knowledge and expertise

FEES 4.4 Information on which Fees are calculated

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

FEES 3.2 Obligation to pay fees

LR 8.6 Criteria for approval as a sponsor

CREDS 2.2 General provisions

DEPP 6A.1 Introduction

TC 2.1 Assessing and maintaining competence

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 10A.14 Changes to an FCA-approved person's details

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SYSC 19D.3 Remuneration principles